Archive for the 'Intelligence' Category

Robert Mugabe and CIA

One has to wonder if Robert Mugabe was ever on the payroll of the US Central Intelligence Agency.   Consider these facts:

  • According to Larry Devlin’s account of his time as CIA Chief of Station in the newly-independent Zaire, CIA sought in the 1960s to recruit agents and paid informants inside the black nationalist political parties and liberation movements in African states.  Why would Southern Rhodesia be different?   Certainly, according to the memoir of Ken Flower, CIA had people stationed in Rhodesia in the 1960s and 1970s.
  • The New York Times reported in 1990 (1990-06-09) that the CIA had played a part in the arrest of Nelson Mandela by the apartheid regime of South Africa in 1962, using an agent the CIA had within the South African ANC.
  • According to Tom Lodge’s history of post-war black politics in South Africa, the South African Pan Africanist Congress (PAC), which was aligned with ZANU (PF), received financial support from the USA.  Lodge gives no sources for this statement.
  • According to Heidi Holland’s biography of Mugabe, the Rhodesian Central Intelligence Organization (CIO) facilitated his and Edgar Tekere’s escape across the border from Rhodesia into Mozambique in 1975 (Holland, pp. 175-6).  Was the CIO acting under advice from CIA?
  • Following Zimbabwean Independence in 1980, the newly-elected Government of Robert Mugabe took two years before permitting the USSR to open an embassy in Zimbabwe.  The USA, the UK and the PRC were each permitted to open embassies immediately.  Mugabe’s party, ZANU (PF), of course had been aligned with (and mainly received support and training from) the Chinese Communist Party and the PLA during the Second Chimurenga while its main rivals, Joshua Nkomo’s PF-ZAPU, had been aligned with (and mainly received support and training from) the CPSU and the Soviet military.    The first Zimbabwean (and before that, Rhodesian and Zimbabwe-Rhodesian) Director of Central Intelligence, Ken Flower, says in his memoir:  “the early advice I received from [Minister of State Security, Emerson] Mnangagwa:  to accept foreign missions as friendly or ‘non-aligned’ until proved otherwise, but in the first instance to make life as difficult as possible for the Russians.” (page 273).
  • For almost two years following Independence, Mugabe met weekly with Ian Smith, the racist and duplicitous Prime Minister of Southern Rhodesia who had made the illegal Unilateral Declaration of Independence (UDI) in 1965, and who resisted majority rule until forced to agree to it by the South African regime of John Vorster.
  • Following Independence, Mugabe retained Ken Flower as head of the CIO until his retirement 18 months later, and then kept him on as a consultant for a period after that.  Flower had been head of the CIO from its foundation in 1963 under Rhodesian Prime Ministers Winston Field and Ian Smith, and Zimbabwe-Rhodesian PM, Bishop Abel Muzorewa.
  • According to a report in Newsweek in February 1982, Joshua Nkomo told a press conference in the then Salisbury (renamed Harare later that year) following his dismissal from the Cabinet, that he had sought South African Government assistance to stage a coup against Mugabe and ZANU (PF), but this request had been refused.
  • For at least several years following Independence, the counter-espionage unit of the Zimbabwe CIO had only two divisions:  one seeking to identify and counter South African espionage activities, and the other seeking to identify and counter Soviet espionage activities.  No staff of the CIO were devoted to identifying or countering US espionage activities.  I was told by various CIO officers (including Flower himself) during the 1980s that this was because the USA was not perceived by the Mugabe Government to pose a threat to the country or to the ruling party.  Such a position was, on the surface at least, quite odd, given the (then) avowedly socialist nature of the ZANU (PF) administration, its communist and anti-colonialist rhetoric, and its ostensibly close links to the regimes of Angola, Cuba, the DDR, the DPRK, Libya and Mozambique.  It should also be recalled that during its first decade of Independence, Zimbabwe experienced regular bombings and other acts of terrorism by agents of the apartheid regime of South Africa; these acts included the destruction by terrorist bombs in 1982 of most of the nation’s airforce.   Moreover, some of the white staff of the Zimbabwe CIO, including some in counter-espionage, were themselves South African agents, as was demonstrated when some of these people subsequently defected to RSA.  Zimbabwe had considerable reason to fear foreign espionage at this time.
  • Western Governments, including the administrations of Margaret Thatcher and Ronald Reagan, were remarkably quiet about Mugabe’s genocidal campaign of violence against the people of Matabeleland in 1983-1987, the Gukurahundi.   Indeed, the UK and the USA expressed far more concern for the fate of the white commanders of the Zimbabwean Airforce, arrested, held illegally, and tortured following the bombings of 1982.  The Reagan administration had added Zimbabwe to its list of countries eligible to receive US military aid in December 1982. 
  • Members and supporters of PF-ZAPU, most recently the brave Judith Todd, have long suggested that some senior members of ZANU (PF) were paid CIA agents. 

Unless someone like Larry Devlin writes his memoirs, I doubt we will ever know the facts in this case.  

Latest revision of this post:  2010-01-04.

References:

Larry Devlin [ 2007]:  Chief of Station, Congo.  New York, NY, USA:  Public Affairs.

Ken Flower [1987]: Serving Secretly: Rhodesia’s CIO Chief on Record.  Johannesburg, RSA:  Galago.

Heidi Holland [2008]:  Dinner with Mugabe. Johannesburg, RSA:  Penguin.

Tom Lodge [1983] : Black Politics in South Africa Since 1945. Longman.

Judith Garfield Todd [2007]:  Through the Darkness:  A Life in Zimbabwe. Cape Town, RSA:  Zebra Press.




Alan Turing

Yesterday, I reported on the the restoration of the world’s oldest, still-working modern computer.  Last night, British Prime Minister Gordon Brown apologized for the country’s treatment of Alan Turing, computer pioneer.  In the words of Brown’s statement:

Turing was a quite brilliant mathematician, most famous for his work on breaking the German Enigma codes. It is no exaggeration to say that, without his outstanding contribution, the history of World War Two could well have been very different. He truly was one of those individuals we can point to whose unique contribution helped to turn the tide of war. The debt of gratitude he is owed makes it all the more horrifying, therefore, that he was treated so inhumanely. In 1952, he was convicted of ‘gross indecency’ – in effect, tried for being gay. His sentence – and he was faced with the miserable choice of this or prison – was chemical castration by a series of injections of female hormones. He took his own life just two years later.”

It might be considered that this apology required no courage of Brown.  This is not the case.  Until very recently, and perhaps still today, there were people who disparaged and belittled Turing’s contribution to computer science and computer engineering.  The conventional academic wisdom is that he was only good at the abstract theory and at the formal mathematizing (as in his “schoolboy essay” proposing a test to distinguish human from machine interlocuters), and not good for anything practical.   This belief is false.  As the philosopher and historian  B. Jack Copeland has shown, Turing was actively and intimately involved in the design and construction work (mechanical & electrical) of creating the machines developed at Bletchley Park during WWII, the computing machines which enabled Britain to crack the communications codes used by the Germans.

Turing-2004-Poster

Perhaps, like myself, you imagine this revision to conventional wisdom would be uncontroversial.  Sadly, not.  On 5 June 2004, I attended a symposium in Cottonopolis to commemorate the 50th anniversary of Turing’s death.  At this symposium, Copeland played a recording of an oral-history interview with engineer Tom Kilburn (1921-2001), first head of the first Department of Computer Science in Britain (at the University of Manchester), and also one of the pioneers of modern computing.   Kilburn and Turing had worked together in Manchester after WW II.  The audience heard Kilburn stress to his interviewer that what he learnt from Turing about the design and creation of computers was all high-level (ie, abstract) and not very much, indeed only about 30 minutes worth of conversation.  Copeland then produced evidence (from signing-in books) that Kilburn had attended a restricted, invitation-only, multi-week, full-time course on the design and engineering of computers which Turing had presented at the National Physical Laboratories shortly after the end of WW II, a course organized by the British Ministry of Defence to share some of the learnings of the Bletchley Park people in designing, building and operating computers.   If Turing had so little of practical relevance to contribute to Kilburn’s work, why then, one wonders, would Kilburn have turned up each day to his course. 

That these issues were still fresh in the minds of some people was shown by the Q&A session at the end of Copeland’s presentation.  Several elderly members of the audience, clearly supporters of Kilburn, took strident and emotive issue with Copeland’s argument, with one of them even claiming that Turing had contributed nothing to the development of computing.   I repeat: this took place in Manchester 50 years after Turing’s death!    Clearly there were people who did not like Turing, or in some way had been offended by him, and who were still extremely upset about it half a century later.  They were still trying to belittle his contribution and his practical skills, despite the factual evidence to the contrary.

I applaud Gordon Brown’s courage in officially apologizing to Alan Turing, an apology which at least ensures the historical record is set straight for what our modern society owes this man.

POSTSCRIPT (2009-10-01):  The year 2012 will be a centenary year of celebration of Alan Turing.

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Against the macho-securocrats

Andrew Sullivan on torture expresses my views exactly.  Richard B. Cheney and that egregious horseman of the apocalypse, John Bolton, keep making the macho-security argument – that only brute force and brutal methods will guarantee the West’s security.  Not only are such means ineffective and counter-productive, their very immorality vitiates our ends.   Just what western values, precisely, could be defended with torture and arbitrary arrest and detention?  That we inflict cruel and unusual punishments, in secret, on our perceived enemies?  That we treat even innocent people as less than human?  That we think laws and due process are dispensible?   Just whose western values are these?

The macho-security argument needs to be forcefully countered every time it is made, as Andrew Sullivan does here:

Actually, I can [believe that America is now safer because of the new restrictions on torture]. I think the intelligence we now get will be much more reliable; I believe that torture recruited thousands of Jihadists; I believe holding torturers accountable will help restore our alliances and give moral integrity back to the war on terror; I believe that without torture, we may actually be able to bring terrorists to justice; and that restoring America’s moral standing will make the war of ideas against Jihadism more winnable and therefore the West less vulnerable than it is now.”




Guest Post: Michael Holzman on Writing Intelligence History

In response to my review of his book on the life of Jim Angleton, Michael Holzman has written a thoughtful post on the particular challenges of writing histories of secret intelligence organizations:

Histories of the activities of secret intelligence organizations form a specialized branch of historical research, similar, in many ways, to military and political history, dissimilar in other ways.  They are similar in that the object of study is almost always a governmental institution and like the Army, for example, a secret intelligence organization may produce its own public and private histories and cooperate or not cooperate with outside historians.  They are dissimilar due to the unusual nature of secret intelligence organizations.

The diplomatic historian has at his or her disposal the vast, rich and often astonishingly frank archives of diplomacy, such as the Foreign Relations of the United States (FRUS).   Needless to say, there is no publication series entitled the Secret Foreign Operations of the United States (or any other country).  What we have instead is something like an archeological site, a site not well-preserved or well-protected, littered with fake artifacts, much missing, much mixed together and all difficult to put in context.

The overwhelming majority of publications about secret intelligence are produced by secret intelligence services as part of their operations, whether purportedly written  by “retired” members of those services, by those “close to” such services, by writers commissioned, directly or through third or fourth parties, by such services.  There are very few independent researchers working in the field.  The most distinguished practitioners, British academics, for example, have dual appointments—university chairs and status as “the historian” of secret intelligence agencies.  There are, of course, muckrakers, some of whom have achieved high status among the cognoscenti, but they are muckrakers nonetheless and as such exhibit the professional deformations of their trade, chiefly, a certain obscurity of sourcing and lack of balance in judgment.

Thus, an academically trained researcher, taking an interest in this field, finds challenges unknown elsewhere.  The archives are non-existent, “weeded,” or faked; the “literature” is tendentious to a degree not found otherwise outside of obscure religious sects; common knowledge, including fundamental matters of relative importance of persons and events, is at the very least unreliable, and research methods are themselves most peculiar.  Concerning the latter, the privileged mode is the interview with secret intelligence officials, retired secret intelligence officials, spies and so forth.  Authors and researchers will carefully enumerate how many interviews they held, sometimes for attribution, more often not, the latter instances apparently more valued than the former.  This is an unusual practice, not that researchers do not routinely interview those thought to be knowledgeable about the subject at hand, but because these particular interviewees are known to be, by definition, unreliable witnesses.  Many are themselves trained interrogators; most are accustomed to viewing their own speech as an instrument for specific operational purposes; nearly all have signed security pledges.  The methodological difficulties confronting the researcher seem to allow only a single use for the products of these interviews:  the statement that the interviewee on this occasion said this or that, quite without any meaningful application of the statements made.

An additional, unusual, barrier to research is the reaction of the ensemble of voices from the secret intelligence world to published research not emanating from that world or emanating from particular zones not favored by certain voices.  Work that can be traced to other intelligence services is discredited for that reason; work from non-intelligence sources is discredited for that reason (“professor so-and-so is unknown to experienced intelligence professionals”); certain topics are off-limits and, curiously, certain topic are de rigeur (“The writer has not mentioned the notorious case y”).   And, finally, there is the scattershot of minutiae always on hand for the purpose—dates (down to the day of the week), spelling (often transliterated by changing convention), names of secret intelligence agencies and their abbreviations (“Surely the writer realizes that before 19__ the agency in question was known as XXX”).  All this intended to drown out dissident ideas or, more importantly, inconvenient facts, non-received opinions. 

What is to be done?  One suggestion would be that of scholarly modesty.  The scholar would be well-advised to accept at the beginning that much will never be available.  Consider the ULTRA secret—the fact that the British were able to read a variety of high-grade German ciphers during the Second World War.  This was known, in one way or another, to hundreds, if not thousands, of people, and yet remained secret for most of a generation.  Are we sure that there is no other matter, as significant, not only to the history of secret intelligence, but to general history, that is not yet known?  Secondly, that which does become available must be treated with extraordinary caution in two ways:  is it what it purports to be, and how does it fit into a more general context?  To point at two highly controversial matters, there is VENONA, the decryptions and interpretations of certain Soviet diplomatic message traffic, and, on a different register, the matter of conspiracy theories.  Just to approach the prickly pear of the latter, the term itself was invented by James Angleton, chief of the CIA counterintelligence staff, as a way for discouraging questions of the conclusions of the Warren Commission.  It lives on, an undead barrier to the understanding of many incidents of the Cold War.  The VENONA material is available only in a form edited and annotated by American secret intelligence.  There are, for example, footnotes assigning certain cover names to certain well-known persons, but no reasons are given for these attributions.  The original documents have not been made available to researchers, nor the stages of decryption and interpretation. And yet great castles of interpretation have been constructed on these foundations.

Intelligence materials can be used, indeed, if available, must be used, if we are to understand certain historical situations:  the coup d’etats in Iran, Guatemala and Chile, for example.  The FRUS itself incorporates secret intelligence materials in its account of the Guatemala matter.  But such materials can only be illustrative; the case itself must be made from open sources.  There are exceptions:  Nazi-era German intelligence records were captured and are now available nearly in their entirety; occasional congressional investigations have obtained substantial amounts of the files of American secret intelligence agencies; other materials become misplaced into the public realm.  But this is a diminuendo of research excellence.  The historian concerned with secret intelligence matters must face the unpleasant reality that little can be known about such matters and, from the point of view of the reader, the more certainty with which interpretations are asserted, the more likely it is that such interpretations are yet another secret intelligence operation.

– Michael Holzman




Recent reading 2: Spooks

For the record, herewith brief reports of recent reading of books on espionage:  

  • Michael Holzman [2008]:  James Jesus Angleton:  The CIA, and the Craft of Counterintelligence. (Amherst, MA, USA:  University of Massachusetts Press).   A fascinating topic, not given justice in this poorly-written account.  Sentence without verbs.  Not fond of. I.   The author claims to have undertaken interviews with key players (although I only noticed one reference to such an interview), but the book is almost entirely written from secondary sources.    This means it has no new insights.  On some issues, the book is not up to date – eg, on the Nosenko affair, the author seems not to have seen Bagley’s book (see below), published a year before.  The writing is very vague about dates (a rather important failing for a writer of a history book), and lots of information is only provided en passant;   for example, we only learn about Angleton’s first child well after its birth.   Perhaps that is an editor’s failing, as much as an author’s.  There are worse problems:  the author appears to have a very unsophisticated understanding of marxism (p. 103), and his description of the Bay of Pigs invasion puts all the blame on Bissell and colleagues (p. 187), when some of it rightly belongs in the White House, including with JFK himself.    Relying on secondary sources and without new insights, Holzman could have shown us how Angleton’s literary training helped him in the world of intelligence.  Despite repeated claims that his literary education did help, we are not ever shown it doing so, nor given a detailed explanation of how it helped.   To show us this, Holzman would have needed to provide a detailed presentation of at least one theory of intelligence and counter-intelligence; this is something that would have been very interesting and very useful in itself, yet is also lacking from the book.
  • Tennent H. Bagley [2007]:  Spy Wars:  Moles, Mysteries, and Deadly Games. (New Haven, CT, USA:  Yale University Press).  An insider’s account of the Nosenko affair, which I have blogged about here and here.  Bagley argues compellingly that Yuri Nosenko was a KGB plant, not a genuine defector.   From this he concludes that the CIA should not have accepted him as a genuine defector.  As I argue, it is not certain that the CIA did in fact accept him as such, despite what it looks like, and the benefits of accepting him (or appearing to accept him) may have outweighed the costs.  An intelligence agency needs to think through the wider consequences of its beliefs and of what are believed by others to be its beliefs, in addition to considerations of simple truth and falsity.
  • S. J. Hamrick [2004]:  Deceiving the Deceivers:  Kim Philby, Donald Maclean and Guy Burgess. (New Haven, CT, USA:  Yale University Press). Hamrick argues that British intelligence knew that Philby, Burgess and Maclean were Soviet agents several years before their public exposures, and during this period used them to securely transmit messages – both information and disinformation - to the Soviet leadership, knowing it would more likely be believed if it came from the Soviets’ own agents.  If Holzman’s book about Jim Angleton (above)  had included some discussion of theories of intelligence and counter-intelligence, this is just the type of case that such a theory would seek to account for.    The (alleged) facts of Hamrick’s book are fascinating, but the book itself is poorly-written, repetitious, acronym-rich and comes with added right-wing tirades.  There are even anti-Catholic tirades against the novelist Graham Greene and – for goodness sake! – the poet-priest Robert Southwell (p. 32), which are not only out-of-place here, but replete with errors.   One has to wonder at the immense power of a Catholic missionary that he can still provoke such an irrational rant four centuries after his murder by Elizabeth’s police-state.  
  • Valerie Plame Wilson [2008]: Fair Game:  How a top CIA Agent was betrayed by her own Government. (New York, USA:  Simon and Schuster).  Published with the CIA redactions shown.   Very well-written and her life story is fascinating.  Shame about her Government.
  • Tim Weiner [2007]:  Legacy of Ashes:  The History of the CIA.  (London, UK:  Allen Lane).  The best single-volume history of the CIA, at least as far as an outsider can judge.  Well-written and thorough, although I would have liked more on Africa.  On page 80, Weiner claims the only two successful CIA-sponsored coups were both executed under Eisenhower, but what of Mobutu Sese Seko in Zaire in 1965 (see Devlin’s book below), and Augusto Pinochet in Chile in 1973 (and perhaps Malcom Fraser in Australia in 1975)?
  • Larry Devlin [2007]:  Chief of Station, Congo:  A Memoir of 1960-67.  (New York, USA:  Public Affairs).  An insider’s account of the role of the CIA in putting Mobutu into power in Zaire.   Having once met Mobutu, I found this account fascinating, although, of course, I have no idea how honest or comprehensive it is.
  • Markus Wolf  and Anne McElvoy [1997]:  Man Without a Face:  The Autobiography of Communism’s Greatest Spymaster. (New York, USA:  Public Affairs).   A riveting read, which I read in a single day.  Markus Wolf presents himself, I am not sure how sincerely, as a reform Communist, an admirer of Andropov and Gorbarchev.  
  • David C. Martin [1980]:  Wilderness of Mirrors. (Guildford, CT, USA:  The Lyons Press).  A detailed account of the relationship between Jim Angleton and Bill Harvey.  Well-written and an easy read.  However, the chronology of the events in the George Blake affair (pp. 100-102) is inconsistent.
  • Milt Beardon and James Risen [2003]:  The Main Enemy:  The Inside Story of the CIA’s Final Showdown with the KGB. (New York, USA:  Ballantine Books).  Although mostly riveting, I skipped over the history of 1980s Afghanistan.   Reading of the KGB watching CNN during the attempted coup of August 1991 to learn what has happening was very amusing.   The book would have been better if more had been included on the post-1990 period:  just when events get interesting, the book ends.

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John Le Carre, please call your office

For a small country devoid of hills, the Netherlands certainly generates a lot of drama.  Tomorrow’s Sydney Morning Herald has a fascinating story about a good-looking Dutch spy who allegedly left the reservation, becoming a double- or maybe triple-agent, engaging in money-laundering, Middle-East real-estate scams, and perhaps worse, and was held prisoner in her own flat in Dubai by other Dutch agents while her lawyers and their lawyers sought to reach a deal.   No deal reached, she is now in prison in Egypt for money-laundering and weapons-trading.  

You folks in the back of the room will have trouple keeping up when the story includes successive paras like these:

Dutch police observation teams had seen a woman in the company of a British man, Simon John ”Slapper” Cowmeadow. Only later did they realise she was Karoum. Cowmeadow was shot dead in an Amsterdam street on November 18, 2007.

Nadim Imac, a suspected heroin importer and the sponsor of a Dutch soccer team, Turkiyemspor, was thrown to his death from a moving bus on February 17 this year. Police found €223,000 in his home.




Argumentation in public health policy

While on the subject of public health policy making under conditions of ignorance, linguist Louise Cummings has recently published an interesting article about the logical fallacies used in the UK debate about possible human variants of mad-cow disease just over a decade ago (Cummings 2009).   Two fallacies were common in the scientific and public debates of the time (italics in orginal):

An Argument from Ignorance:

FROM: There is no evidence that BSE in cattle causes CJD in humans.
CONCLUDE:  BSE in cattle does not cause CJD in humans.

An Argument from Analogy:

FROM:  BSE is similar to scrapie in certain respects.
AND: Scrapie has not transmitted to humans.
CONCLUDE:   BSE will not transmit to humans.

Cummings argues that such arguments were justified for science policy, since the two presumptive conclusions adopted acted to guide the direction and prioritisation of subsequent scientific research efforts.  These presumptive conclusions did so despite both being defeasible, and despite, in fact, both being subsequently defeated by the scientific research they invoked.   This is a very interesting viewpoint, with much to commend it as a way to construe (and to reconstrue) the dynamics of scientific epistemology using argumentation.  It would be nice to combine such an approach with Marcello Pera’s 3-person model of scientific progress (Pera 1994), the persons being:  the Investigator, the Scientific Community, and Nature.

Some might be tempted to also believe that these arguments were justified in public health policy terms – for example,  in calming a nervous public over fears regarding possible BSE in humans.   However, because British public policy makers did in fact do just this and because the presumptive conclusions were subsequently defeated (ie, shown to be false), the long-term effect has been to make the great British public extremely suspicious of any similar official pronouncements.   The rise in parents refusing the triple MMR vaccine for their children is a direct consequence of the false assurances we were given by British health ministers about the safety of eating beef.   An argumentation-based  theory of dynamic epistemology in public policy would therefore need to include some game theory.    There’s also a close connection to be made to the analysis of the effects of propaganda and counter-propaganda (as in George 1959), and of intelligence and counter-intelligence.

References:

Louise Cummings [2009]: Emerging infectious diseases: coping with uncertaintyArgumentation, 23 (2): 171-188.

Alexander L. George [1959]: Propaganda Analysis:  A Study of Inferences Made from Nazi Propaganda in World War II.  (Evanston, IL, USA: Row, Peterson and Company).

Marcello Pera [1994]: The Discourses of Science. (Chicago, IL, USA: University of Chicago Press).

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Epistemic modal logic at the CIA

Jim Angleton

A recent issue of the TLS ran a review by Terence Hawkes of the biography by Michael Holzman of Jim Angleton, head of counter-intelligence at the CIA.  Holzman’s book, although mostly written from secondary sources, is a fine summary of Angleton’s life and career.  It is marred, however, by (a) Holzman’s annoying (academic) habit of quoting something or somebody and  then repeating, verbatim, key words from that very quotation in the following paragraph, as if we readers were idiots, unable to read for ourselves or contemplate an idea for longer than a paragraph.  And, (b) by a casual sloppiness about dates.  Call me old-fashioned, but I think a historian should not simply say “in  May that  year”  when the last mention of the specific year was some tens of pages and several anecdotes or set-pieces back.   No doubt Holzman always knows which of the 71 years of Angleton’s life and the various ones before or since he is currently referring to, but this is rarely obvious to the reader of this book, even to a careful reader.   In view of the subject matter and Holzman’s theme (that Angleton’s training in so-called practical criticism was invaluable to his career in counter-intelligence), one has to wonder if such sloppiness is deliberate.

Holzman also does not tell us much about the actual theory and practice of counter-intelligence, despite the title and the claims he makes up front.   In particular, his treatment of the Nosenko case is misleading, partly he believes the official CIA line and because he does not refer to the most recent publication on the case, namely the book by Bagley. Hawkes seems to have followed Holzman in his garden-path-up-straying.

Unlike literary criticism, espionage is not only about what to believe, it is also about what to do.  It may be the case that Yuri Nosenko was a genuine Soviet defector, as Holzman claims CIA eventually came to believe.  Others closely involved in the case, such as retired CIA agent Tennent Bagley (2007) have argued compellingly that Nosenko was in fact a KGB plant, not a genuine defector.

Whether or not Nosenko was a genuine defector, and whether or not CIA leadership believed him to be a genuine defector, CIA would also need to concern itself with what impact a revelation of their beliefs would have on KGB, as I have argued before, and thus on what proposition to seek to have KGB believe about CIA’s beliefs in the matter.   If CIA were seen by KGB to accept Nosenko’s testimony (inconsistent and incomplete, by his own admission) too quickly, KGB may not accept as genuine any CIA profession of belief in his bona fides.  So, some delay and equivocation in decision-making was called for.  If CIA professed to believe that Nosenko was a plant or allowed KGB to conclude that CIA believed Nosenko to be a plant, then CIA risked signalling to KGB that they (CIA) were also rejecting all the testimony he arrived in the west with, which included detailed protestations of KGB non-involvement in the assassination of President John F. Kennedy.    Whether or not CIA believed that KGB were involved in that assassination, they may or may not have wished to let KGB know what they believed, at least at that particular moment.  In any case, perhaps a clever (and cunning) CIA would seek to have KGB believe that Nosenko was believed, in order to see how the game played itself out.

 So, one possible course of action for CIA was to signal to KGB that they accepted Nosenko as a genuine defector, but to signal also that they came to this decision only slowly and painfully.   How better to do this than to interrogate the man at length and (allegedly) harshly, and then, after years of apparent indecision and multiple internal investigations (some of which may even have been genuine), decide to accept him publicly as a true defector.   This public acceptance – consultancy fees, letters, flags, medals, and all – even now, four decades later, may have absolutely no connection whatever with what CIA leadership really believed then or, indeed, what they believe now.

It’s not only litcrit that gets an outing in these events.  If any philosopher reading this wonders about the practical usefulness of dynamic epistemic modal logic, wonder no more.

References:

Tennent H. Bagley [2007]:  Spy Wars.  New Haven, CT, USA:  Yale University Press.

Terence Hawkes [2009]: “William Empson’s Influence on the CIA.”  Times Literary Supplement, 2009-06-10.

Michael Holzman [2008]:  James Jesus Angleton, the CIA and the Craft of Counterintelligence.  Boston, MA, USA: University of Massachusetts Press.

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Here we go again! Secret decisions about Iraq

The British Government has this week announced a secret inquiry into the invasion of Iraq in 2003.   How appropriate that a decision made in secret, with only scarce, belated and begrudging justification presented to the citizenry, should now be re-evaluated in secret.   Even though today Gordon Brown says that the decision about secrecy is not his preference, he has delegated the decision about openness to the Chairman of the Inquiry.  For this cowardice, Gordon Brown deserves the widespread contempt in which he is held.  

On 14 February 2003, annoyed that the major public policy decision to invade Iraq had apparently already been made, and made in secret without due public consultation, I asked myself if such secrecy could ever be justified.  The text below is what I wrote then. The existential wacka wacka huna kuna about weapons of mass destruction since the invasion alters my arguments below not a jot.  

In order to avoid re-appearance of comments I received in 2003, let me repeat that I make below no case about the worth of the invasion itself, neither for nor against the invasion.  My case, is as the title says, a case for a justificaton for a claim, to be presented in public and subject to contestation and debate.  If we’d had such a debate BEFORE the decision to invade had been made (ie, before July 2002) we would have either ended up with no invasion of Iraq at all, or one which many more citizens could have supported.  


The Case for the Case for War


 

14 February 2003

 


The strange public debate we in the West have been having these last few months about whether and how to undertake military action against Iraq has led me to reflect on the role of argument in public life, especially as it concerns the making of major public policy decisions. While I have strong views on the substantive issues involved here, I am trying not to let them be apparent in my discussion this month of the decision-making processes involved. In particular, in this column, I am not putting the case for military action against Iraq at this time, and nor am I putting the case against such action. This column has no view on the matter. My argument is about the use of argument in decision-making in this domain.

1. The debate has been strange because of the refusal, until recently, of the main proponents of military action against Iraq (which action I’ll call simply “war”) to defend their claim publicly. Only last week, 6 months or so after public debate on this issue began, did the British Prime Minister Tony Blair, meet and debate the issue with ordinary people. Only last week, did the US Government present its intelligence evidence publicly to the UN. Only the week before did the UK Government release a document outlining its case (a document, it turned out, that was mostly plagiarised from public sources). As far as I’m aware, the Australian Prime Minister, John Howard, has still not provided reasons publicly for his Government’s policy of uncritical support for the US position, a refusal which led to him being censured by a majority vote of No Confidence in the Australian Senate, the first such in its history. In Britain, the authorities which operate the House of Commons have recently refused to permit a debate in the House on the question.

2. Why is this? Why have the main protagonists been unable and/or unwilling to defend their position, on an issue of such manifest importance? After all, every bar and every cafe the length of Britain (and elsewhere, if TV news reports here are any guide) is filled with ordinary people discussing the proposed war, so it is not as if people are uninterested in the question.

3. So, I asked myself: What would be good reasons for a Government not to give public justification for its desired action of war against Iraq? I thought of the following possible reasons for not giving reasons (in each case, as perceived by the proponents):

3.1 Revealing the case for war would endanger national security.

3.2 Revealing the case for war would place at peril the lives of, or in other ways compromise, intelligence sources.

3.3 The case for war is weak. For example, this would be the situation if the evidence for Iraq having weapons of mass destruction is only circumstantial.

3.4 The case for war dishonours the proponents. This would be the situation, for example, if the reasons for war were: “To capture Iraq’s oil”, or “To avenge the attempted assassination of George Bush senior.”

3.5 There is no need to put a case for war. In Britain, for example, it seems, as the Defence Secretary reminded us all last week, that the Government can engage in foreign wars simply by convincing the Queen to sign the relevant order; there are no legal or constitutional requirements to convince the House of Commons, or Parliament, or the public at large. I imagine the US War Powers Act, which requires the support of Congress before the President can declare war, may limit the US administration’s freedom somewhat more.

3.6 The case for war is so complex that the public would not understand it.

3.7 The proponents do not respect the other parties in the debate (those opposed to the war, and those still undecided), and so are not bothered to put the case to those others. Many Australians appear to believe that this is the attitude of the Australian Prime Minister on this issue.

To me, speaking personally, reasons 3.1 and 3.2 would be a compelling justification for not revealing the case for war, but I don’t recall any of the proponents giving these as their reasons. None of the other reasons would be compelling to me as reasons for not engaging in public argument on this issue.

4. So, I then asked myself: How would I persuade the proponents of war to give us, the citizenry, their reasons for their proposed actions. Again, I thought of several reasons for giving reasons for war:

4.1 Failure to put any case at all leads people to suspect that the real case is weak or dishonourable. One might call this the Baskerville Argument for giving reasons: If the dogs don’t bark, then why are they silent?

4.2 Engagement in argument enables each side to strengthen their case: to learn of the possible attacks against it, to identify defences and counter-attacks for these, and so to bolster the arguments. The outcome of any comprehensive public debate should be a stronger case for war.

4.3 For complex public policy decisions, such as this one, there are usually many alternative action-options, and many and diverse implications and consequences of those options. In fact, the complexity may be such that no one person, or even no single team of people, could adequately hope to assess and comprehend all these. (This is especially the case for teams of politicians and bureaucrats, out of touch with ordinary reality, as the group think of the CIA in the Bay Of Pigs incident showed.) Only by allowing a full public debate before a decision is made can society be certain that all the relevant issues have been raised and have informed the decision, and thus that the best action-option has been chosen.

4.4 Military action is an example of a public policy decision where ultimate success or failure may depend greatly on the quality of execution, as much as on the particular action-option selected. This in turn may depend on the morale of the military personnel undertaking the action, which in turn may depend on the extent of public support those military personnel have. Without public support for a particular military action, it is much less likely to be successful, at least in a democracy. (I believe this argument is part of the so-called Powell Doctrine, formulated by the US Secretary of State when he was Chairman of the Joint Chiefs of the Defense Forces Staff under US Presidents Bush snr. and Clinton.)

But public support depends crucially on public acceptance of the final decision made, and this in turn depends on the public believing that they have played a part in the decision process. Public debate is necessary, therefore, to establish and sustain public involvement in the decision-making process. People may support a decision outcome even when they disagree with it, if they believe they played an appropriate part in the decision-making process. (I believe this is is real lesson of the experience of the US and Australia in Vietnam: not that the decision to wage war in Vietnam was inherently wrong — it may or may not have been wrong — but rather that the public did not feel they had been sufficiently consulted before it was made, or sufficiently consulted as the military involvement increased. Thus, they did not support it.) Prior and ongoing public debate, rather than being a hindrance to execution quality, may therefore increase execution quality, and may in fact be essential to the ultimate success of the military action itself.

4.5 In a democracy, failure to justify and persuade the citizenry of the wisdom of some major policy is ultimately a mistaken strategy, electorally.

4.6 On important public policy issues in a democracy, consensus is unlikely if not impossible. It is therefore crucial to channel disagreement into public argument and debate, in order to prevent recourse to other forms of expression of opinion, such as mass protests and acts of violence. Public argument thus acts as a “safety valve”.

4.7 In a democracy, politicians have a duty to explain their proposed actions to the citizenry who pay their salaries.

5. Reasons 4.1 – 4.6 are instrumental: they are attempts to show that providing public reasons for war will behoove the proponents of war, and/or improve the quality of decision-making and decision-execution. Reason 4.7 is a moral claim.

6. Some of the arguments listed in Section 4 are not new. For example, argument 4.3 about deliberative processes improving the quality of decision outcomes was made by D. J. Fiorini in 1989, and, in a different form, by Bill Rehg in 2001:

D. J. Fiorino [1989]: “Environmental risk and democratic process: a critical review.” Columbia Journal of Environmental Law, 14: 501-547.

W. Rehg [2001]: “The argumentation theorist in deliberative democracy.” Keynote address to the Conference of the International Debate Education Association (IDEA), Prague, October 2001. Revised version published in Controversia, 1(1): 18-42 (2002).

Similarly, James McBurney and Glen Mills, briefly argued a case similar to my argument 4.6, in:

James H. McBurney and Glen Mills [1964]: Argumentation and Debate: Techniques of a Free Society. New York, USA: Macmillan, Second edition.

Moreover, my argument 4.4 may be a valid inference from the Powell doctrine, as I suggest above.

7. However, these works are all primarily concerned with other issues, and do not aim to present an argument for public argument over matters of importance.  Does anyone know of papers or books which do put such a case?


Postscript 1 (added 17 February 2003): The British Prime Minister, Tony Blair, has just presented a detailed case for taking military action against Iraq, in a speech to the British Labour Party in Glasgow two days ago. I believe this was his first extended public presentation of his arguments for military action; the speech was given on the same day that a million people marched in central London against any war in Iraq. The British House of Commons has still not been permitted to debate the matter.

Postscript 2 (added 17 February 2003): British political commentator, Andrew Rawnsley, wrote in his weekly column in The Observer yesterday:

“There are powerful arguments and there are dreadful arguments in favour of definitively dealing with the Iraqi tyrant, and it has been one of the failures of the British and American governments not to advance the better ones.” (Andrew Rawnsley: “It’s do or die, Prime Minister”, The Observer, 16 February 2003.)

Postscript 3 (added 17 February 2003): From an editorial today in The Guardian, a British daily newspaper:

“In fact, the public is wary of the power of argument because it is attenuated, circumscribed and distorted by political calculations. This may explain why many suspected the government of trying to scare people into war when tanks were placed near airports. The temper of these times is to distrust more than trust.” (”The march of history: A moment of truth for British politics”, The Guardian, 17 February 2003.)

Postscript 4 (added 26 February 2003): Finally, the British House of Commons is permitted to debate this issue. Here is Tony Blair’s statement to the House yesterday.

Postscript 5 (added 12 April 2003): Playwright David Hare is unable still – after three weeks of fighting and the capture of Baghdad – to determine the reasons for the war.

Postscript 6 (added 8 May 2003): At last, an argument I can understand decision-makers in the US and British Governments may have found was compelling: that, although the probability that the Iraqi regime had links with Islamic fundamentalist terrorists may not be large, the consequences of such links may be catastrophic. See the article by Jeffrey Goldberg, “The Unknown: The C.I.A. and the Pentagon take another look at Al Qaeda and Iraq” in The New Yorker magazine, published 10 February 2003. Why did the decision-makers not trust us citizens enough to share such analyses?

Postscript 7 (added 21 June 2003): Author and publisher Jason Epstein, writing in The New York Review of Books, May 1, 2003, in an article entitled “Leviathan” (pp. 13-14), said this about the Second Iraq War:

Meanwhile, Americans are sharply divided over a preemptive assualt whose urgency has not been adequately explained and for which no satisfactory explanation, beyond the zealotry of its sponsors, may exist. (page 13)

Postscript 8 (added 14 September 2003): The Observer’s superb political journalist, Andrew Rawnsley, argues in his column today that Tony Blair “didn’t trust the British people to follow the moral argument for dealing with Saddam. This mistrust in them they now reciprocate back to him. For that, Tony Blair has only himself to blame.”

Postscript 9 (added 28 November 2003): Thomas Powers, in an article entitled “The Vanishing Case for War”, in The New York Review of Books, 50(19): 12-17, 4 December 2003, says this (p. 12): 

“The invasion and conquest of Iraq by the United States last spring was the result of what is probably the least ambiguous case of the misreading of secret intelligence information in American history. Whether it is even possible that a misreading so profound could yet be in some sense “a mistake” is a question to which I shall return. Going to war was not something we were forced to do and it certainly was not something we were asked to do. It was something we elected to do for reasons that have still not been fully explained.The official argument for war, pressed in numerous speeches by President Bush and others, failed to convince most of the world that war against Iraq was necessary and just; it failed to soften the opposition to war by longtime allies like France and Germany; and it failed to persuade even a simple majority of the Security Council to vote for war despite immense pressure from Washington. The President’s argument was accepted only by the United States Congress, which voted to give him blanket authority to attack Iraq, and then kept silent during the worldwide debate that followed. The entire process – from the moment it became unmistakably clear that the President had decided to go to war in August 2002, until his announcement on May 1 that “major combat” was over – took about nine months, and it will stand for decades to come as an object lesson in secrecy and its hazards.”

Postscript 10 (added 5 April 2004): Richard A. Clarke in his book, Against All Enemies: Inside America’s War on Terror (New York: Free Press, 2004), lists (page 265) five rationales which have been attribued to senior Bush II Administration officials (GW Bush, D Cheney, D Rumsfeld and P Wolfowitz) for seeking a war against Iraq. I paraphrase these here:

To finish the Gulf War of 1991

To remove a hostile enemy of Israel

To create an Arab democracy as a model for other regional states, especially Egypt and Saudi Arabia

To remove a potentially hostile enemy of Saudi Arabia (and hence enable the withdrawal of US troops stationed there)

To create another friendly source of oil for the US, and so reduce dependency on Saudi oil.

Postscript 11 (added 15 August 2005): George Packer, in an article entitled “The Home Front: A soldier’s father wrestles with the ambiguities of Iraq” (The New Yorker, 4 July 2005, pp. 48-59) says this:

“In the fall of 2002, it still might have been possible for President Bush to construct an Iraq policy that united both parties and America�s democratic allies in defeating tyranny in Iraq. Such a policy, however, would have required the Administration to operate with flexibility and openness. The evidence on unconventional weapons would have had to be laid out without exaggeration or deception. The work of U.N. inspectors in Iraq would have had to be supported rather than undermined. Testimony to Congress would have had to be candid, not slippery. Administration officials who offered dissenting views or pessimistic forecasts would have had to be heard rather than silenced or fired. American citizens would have had to be treated as grownups, and not, as Bush’s chief of staff, Andrew Card, once suggested, as ten-year-olds.” (page 54).

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Cheney rebutted (again)

Former US Vice President Richard Cheney and former US Secretary of State Condoleeza Rice have been arguing of late that unless you were there in the White House on 11 September 2001, you can’t criticize the actions they took in response.  Well, Richard Clarke WAS there, as the President’s chief counter-terrorism adviser in the NSC, and he does.   I believe Clarke is still the only official from the Bush administration to have apologized for the administration’s failure to protect American citizens on 9/11.   Clarke was a serious, dedicated and professional civil servant for 30 years, which is no doubt why he did not last very long under the Bush-Cheney administration.

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